SURVIVING THE ADVISOR AUDIT BLITZ OF 2017
COURSE OUTLINE
- Video;
- Examination of presence* via the questionnaire at the bottom of the video window.
DESCRIPTION OF THE COURSE
IDC Worldsource Insurance Network presents: Surviving the Surviving the Advisor Audit Blitz of 2017.
ACCREDITATION
2 CE credits
CONTENT
You’ve probably gathered from reading industry compliance bulletins, if not experienced personally, advisor compliance examinations are on the rise within the life insurance industry. Provincial regulators, law enforcement regulators and even insurance carriers, are all getting in on the action. This trend is expected to increase as 2017 progresses. Eric will focus on the nature of these audits and what you can do to be ready, ensuring you have the required compliance elements regulators and carriers want to see present in your practice, if you are chosen for audit.
THE SPEAKER
ERIC WACHTEL, Chief Compliance Officer, IDC Worldsource Insurance Network
*HOW TO VALIDATE YOUR CONFIRMATION OF PRESENCE?
Please read carefully the information below. In order to get your CERTIFICATE OF PRESENCE you must answer successfully the questionnaire below to obtain your CE credits.
Repeatedly during your training, keywords will appear at the bottom of your screen. Once you have ENDED YOUR SESSION, click on the tab KEY WORDS at the bottom of the video. We recommend that you take note of the key words on a separate piece of paper. Only at the end will you have to validate them.
Please answer all the questions by typing all the keywords in the good order before clicking the button SUBMIT. You have a maximum of 5 attempts. To obtain your CE credits, you must answer all the questions correctly (100%).
This training session contains a supplemental questionnaire at the bottom of the video. To obtain your CE credits, you will have to answer all of the questions at the end of the training session and obtain a minimum grade of 60%. Again, we recommend that you take notes during the session.
Once the training is successfully completed, you will receive your certificate of attendance directly by e-mail in a PDF format.