SEGREGATED FUNDS : THE ESSENTIALS
DESCRIPTION OF THE COURSE
SEGREGATED FUNDS : THE ESSENTIALS
ACCREDITATION
2 PDUs in insurance of persons
CONTENT
What can differentiate a transaction-focused advisor from a planner?
Investment advisors and clients frequently focus on immediate issues and solutions. But both parties can benefit from taking a longer view. That includes estate and legacy planning considerations when selecting investment applications and solutions.
THE SPEAKER
JONATHAN COTIE, B.Comm, Account Executive, Retail Investments Distribution, Quebec
Jonathan Cotie, account executive for wealth products in Québec, joined Empire Life in August of 2010. With over 23 years of experience in the investment industry, Jonathan currently services our major distribution partners on our segregated fund, GMWB, and mutual fund solutions.
Prior to joining Empire Life, he previously served as investment products wholesaler with Transamerica Life for 10 years. Prior to his tenure at Transamerica Life, Jonathan held an advanced customer service position at Maritime Life. Throughout his tenure, he has served to educate and consult hundreds of insurance brokers and investment advisors in managing wealth solutions for their clients.
Mr. Cotie studied and obtained his Bachelor of Commerce at Concordia University and currently holds a major degree in international business and a minor degree in finance.
*HOW TO VALIDATE YOUR CONFIRMATION OF PRESENCE?
Please read carefully the information below. In order to get your CERTIFICATE OF PRESENCE you must answer successfully the questionnaire below to obtain your PDUs.
This training session contains a questionnaire at the bottom of the video. To obtain your PDUs, you will have to answer all of the questions at the end of the training session and obtain a minimum grade of 60%. We recommend that you take notes during the session.
Once the training is successfully completed, you will receive your certificate of attendance directly by e-mail in a PDF format.
To obtain your PDUs and answer the questionnaire, make sure you are connected to your profile.
IMPORTANT NOTICE
To ensure that you have fallowed the entire training session, the CDPSF records your online presence.
DEFFERAL OF PDUS
You can accumulate a maximum of 5 PDUs on top of what is required for a qualifying period. This is only possible for the last three months (September 1st to November 30th of an odd year). These can be postponed to the following qualifying period or after the period of exemption.The advisor is responsible to transfer these excess PDUs in its secured file via the site of La Chambre de la sécurité financière at www.chambresf.com (No rerun are possible. No refund)
It is not possible to receive professional development units (PDUs) for the same training session followed during the same qualifying period. With the exception of the business break, any absence of the room during a training session will be recorded on the certificate of presence of the participant. Please take note of the rules of participation found in Article 4.1 of the Policy on Compulsory Professional Development Activities of La Chambre de la sécurité financière at www.chambresf.com. No refund. Non-transferable.